fi*** : 3241. Registered Person Being Named a Customer's ...
3241. Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer.
Na***nal Institutes of Health (.gov) : 3241 - Gene ResultHPCAL1 hippocalcin like 1 [ (human)]
Jul 9, 2023 — The protein encoded by this gene is a member of neuron-specific calcium-binding proteins family found in the retina and brain.
Pe***e also ask : What is the new rule 3241?
Rule 3241 became effective in early February 2021 and prohibits a registered person from being named as a beneficiary, executor, or trustee or having a power of attorney or similar position of trust for or on behalf of a customer unless certain requirements are satisfied.
Pe***e also ask : What does FINRA Rule 3241 do?
The Rule. Rule 3241 states that a registered person must decline being named a beneficiary of a customer's estate or receiving a bequest from a customer's estate unless: The registered person provides written notice and receives written approval from the member firm prior to being named a beneficiary; or.
Pe***e also ask : Who is considered immediate family by FINRA?
(5) "Immediate family member" means a person's parents, mother-in-law or father-in-law, spouse, brother or sister, brother-in-law or sister-in-law, son-in-law or daughter-in-law, and children, and any other individual to whom the person provides material support.